Monday, June 26, 2023

Placebo Effect versus Nocebo Effect

In placebo-controlled clinical trials, a placebo refers to an inactive or inert substance or treatment that has no specific therapeutic effect on a person's health condition but is given or administered with the intention of maintaining the blinding of the study (i.e., the participants and/or investigators do not know if the active treatment or placebo is given). Placebo can be in the form of a pill (sugar pill), injection, or any other treatment method that resembles a real medical intervention. However, during the clinical trial, the placebo may have a therapeutic effect and have an impact on the outcome measures. 

The placebo effect is defined as a beneficial effect experienced by a clinical trial participant due to receiving a placebo (inactive substance) believing it to be an active treatment. The placebo effect has been discussed quite extensively in the literature. I posted several articles to discuss the placebo effect in placebo-controlled clinical trials. 
Now there is a term 'nocebo effect' (it is not a typo). In a newly released draft guidance by FDA "Psychedelic Drugs: Considerations for Clinical Investigations", the 'nocebo effect' is specifically mentioned: 
An AWC study uses a design that permits a valid comparison with a control to provide a quantitative assessment of a drug’s effect. In the context of psychedelic drug development, the use of a traditional placebo as a control can be problematic for assessing efficacy. Subjects receiving an active drug experience functional unblinding because of the intense perceptual disturbances that can develop; those who receive a placebo in the context of high expectancy may experience a nocebo effect (i.e., worsening symptoms as a result of knowing they did not get active treatment). However, an inactive control allows for better contextualization of any safety findings. Alternatives to an inert placebo (e.g., subperceptual doses of a psychedelic drug, other psychoactive drugs that mimic some aspects of the psychedelic experience) may be considered as well. 
The nocebo effect is defined as a negative effect experienced by a clinical trial participant due to receiving a placebo (inactive substance) believing it to be a harmful treatment. With the help of the ChatGPT, the following table compared the differences between the placebo effect and the nocebo effect. 

Aspect

Placebo Effect                                                

Nocebo Effect

Definition             

A positive response to an inactive treatment, often due to the person's belief in the treatment's effectiveness.

A negative response to a treatment, often due to the person's belief that the treatment will cause harm or have adverse effects.

Psychological Mechanisms

Expectation of improvement, conditioning, and the power of suggestion.

Expectation of harm, conditioning, and the power of suggestion.

Potential Chemical Mechanisms

Belief and expectation trigger the release of endorphins, dopamine, and other neurochemicals, leading to perceived improvement in symptoms.

Belief and expectation trigger the release of stress hormones (e.g., cortisol) and activate the brain’s pain pathways, leading to perceived worsening of symptoms.

Common Occurrences

In clinical trials, as a control group receiving an inactive treatment (e.g., sugar pill).

In clinical trials, when participants experience side effects despite receiving an inactive treatment, or when they're informed about potential side effects

Impact on Treatment

Can lead to an actual improvement in symptoms or a perceived improvement in well-being

Can cause or exacerbate symptoms, leading to a perceived worsening of health

Importance in Research

Helps determine the true efficacy of a treatment by comparing it to the placebo group

Highlights the importance of considering participants' expectations and beliefs when designing and interpreting clinical trials.

Clinical Use

Utilized in clinical trials as a control to assess the effectiveness of new treatments.

Considered a challenge in clinical trials as it can lead to false negative outcomes or increased reports of adverse effects.

Impact on Clinical Trial Outcome

Making the outcome measures in placebo group artificially better than what they should be.

Underestimating the treatment difference. Lowering the statistical power.

Making the outcome measures in placebo group artificially worse than what they should be.

On the efficacy side, overestimate the treatment difference. Increasing the statistical power.

Ethical Considerations

May be considered deceptive if participants are not informed about the possibility of receiving a placebo

Raises questions about the balance between informing participants of potential side effects and avoiding the creation of negative expectations

Examples

- Feeling relief from pain after taking a sugar pill, believing it to be a painkiller.

- Experiencing reduced anxiety after receiving a fake treatment, thinking it is an anti-anxiety medication.

- Developing side effects (e.g., nausea, dizziness) after taking a harmless sugar pill, convinced it is a potent medication.

- Perceiving worsening of symptoms despite receiving an inert substance, assuming it is a harmful treatment.

References: 


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